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2021年CFA特许金融分析师考试《Level Ⅰ》每日一练试题(03.01)

来源:莽学教育发表时间:2021/03/01 09:24:10阅读数:43收藏莽学教育

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CFA考试Level Ⅰ

【单选题】

Samantha Donovan, CFA, is an exam proctor for the Level II CFA exam.The day before the exam is to be administered, Donovan faxes a copy of one of the questions to two friends, James Smythe and Lynn Yeats, who are Level II candidates in the CFA program.Donovan, Smythe, and Yeats had planned the disdivibution of an exam question months in advance.Smythe used the fax to prepare for the exam.Yeats, however, had second thoughts and threw the fax away without looking at its contents.Which of the following statements is most likelycorrect?

A.Smythe violated the Code and Standards, but Yeats did not.

B.Donovan violated the Code and Standards, but Smythe did not.

C.Donovan and Yeats both violated the Code and Standards.

答案:C

【解析】In this situation, Donovan, Smythe, and Yeats all violated Standard VII(A) Conduct as Members and Candidates in the CFA Program.The Standard prohibits conduct that compromises the integrity, validity, or security of the CFA exams.Donovan clearly breached the exam security.Smythe and Yeats both compromised the integrity of the exams by planning to use the actual exam question to gain an advantage over other candidate.Even though Yeats did not ultimately use the information to study for the exam, she participated in a scheme to cheat on the CFA exam.

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